ISO/IEC 9001 •

ISO 9001 – Clause 5 – Leadership

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By Mark Sharron | Updated 21 March 2024

Discover how ISO 9001:2015 Clause 5 emphasises leadership for effective Quality Management Systems (QMS) and learn strategies for active management roles, strategic alignment, and establishing a culture of quality.

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Introduction to ISO 9001:2015 Clause 5: Leadership

Understanding the Role of Leadership in ISO 9001:2015

When you’re exploring the ISO 9001:2015 standard, it’s essential to recognise the pivotal role of leadership. Clause 5 isn’t just a set of requirements; it’s a framework that places leadership at the heart of a Quality Management System (QMS). At ISMS.online, we understand that leadership is not merely about delegating tasks; it’s about embodying the principles of quality and steering the organisation towards excellence.

Why Is Leadership Central to the Success of a QMS?

Leadership is the cornerstone of any successful QMS. It’s the driving force that ensures the QMS is not only implemented but also continuously improved. Leadership provides direction, sets expectations, and fosters a culture where quality is ingrained in every action and decision.

How Does Leadership Integrate with the QMS?

Integration of leadership within the QMS is about more than compliance; it’s about creating a symbiotic relationship where leadership practices and quality processes enhance each other. Our platform helps you seamlessly blend leadership roles with QMS processes, ensuring that every aspect of your organisation is aligned with the principles of ISO 9001:2015.

The Importance of Leadership Commitment in the Context of ISO 9001:2015

Commitment from the top is non-negotiable. Without it, the QMS can't function effectively. Our approach at ISMS.online ensures that your leadership's commitment is not just stated but demonstrated, fostering a culture of quality that permeates every level of the organisation.

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The Role of Top Management

As you delve into the ISO 9001:2015 standards, it’s imperative to recognise the pivotal role that top management plays in the fabric of a Quality Management System (QMS). At ISMS.online, we understand that the leadership’s commitment is the cornerstone of a robust QMS.

Ensuring QMS Conformity

Top management is tasked with the critical responsibility of ensuring that the QMS is not only established but also effectively implemented and maintained. This involves a hands-on approach, where leaders are actively involved in aligning the QMS with the strategic direction of the organisation.

Achieving Intended QMS Results

Our platform emphasises that for a QMS to achieve its intended results, top management must set a clear vision and objectives that are well-communicated throughout the organisation. This strategic direction must be supported by measurable goals and regular performance evaluations.

Contributing to Continual QMS Improvement

Continual improvement is a fundamental requirement of ISO 9001:2015, and it is incumbent upon top management to foster an environment where this is a continuous pursuit. By promoting a culture of quality and improvement, leaders ensure that the QMS evolves with the organisation’s growth and changes in the market.

Responsibility in the Context of ISO 9001:2015

In our experience, the responsibility of top management extends beyond mere compliance. It’s about demonstrating a genuine commitment to quality that permeates every level of the organisation, ensuring that the QMS is a living system that delivers consistent value to customers and stakeholders alike.


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Leadership Commitment

At ISMS.online, we recognise that the commitment of leadership is a driving force behind the performance of a Quality Management System (QMS). This commitment is not just a formal obligation; it’s a strategic imperative that influences every aspect of QMS performance.

Influencing QMS Performance through Leadership Commitment

Leadership commitment sets the tone for organisational culture and priorities. When you, as a leader, are genuinely invested in the QMS, it resonates throughout the organisation, enhancing the system’s effectiveness and efficiency.

Ensuring Delivery of Process Outputs

Your role in ensuring the delivery of process outputs is crucial. By providing clear direction and support, you help align the QMS processes with the organisation’s objectives, ensuring that the system delivers on its promises.

Leadership Commitment Across organisational Contexts

Whether your organisation is large or small, the principles of leadership commitment to QMS performance remain consistent. It’s about adapting the approach to fit the unique context of your organisation, ensuring that the QMS is as effective in a multinational corporation as it is in a small enterprise.

The Importance of Leadership Commitment

In the context of ISO 9001:2015, your commitment as a leader is fundamental. It’s about more than compliance; it’s about driving continuous improvement and achieving excellence in quality management.


Quality Policy and Objectives

Understanding the alignment of your Quality Policy with the strategic direction of your organisation is paramount. At ISMS.online, we ensure that the Quality Policy serves as a clear expression of your commitment to quality, mirroring the overarching goals of your organisation.

Establishing and Communicating Quality Objectives

To establish and communicate quality objectives effectively, we advocate for a process that involves:

  • Setting objectives that are measurable and directly linked to the Quality Policy.
  • Communicating these objectives clearly to ensure organisation-wide understanding and engagement.
  • Regularly reviewing objectives to ensure they remain relevant and aligned with strategic changes.

Ensuring Comprehension and Adherence

Ensuring comprehension and adherence to the Quality Policy and objectives is a continuous process. It involves:

  • Training and Development: Providing ongoing education to ensure all team members understand the Quality Policy and their role in achieving objectives.
  • Performance Monitoring: Implementing monitoring mechanisms to track adherence and provide feedback for improvement.

The Role of Quality Policy and Objectives

The Quality Policy and objectives are not just formalities; they are the benchmarks against which we measure our success in meeting ISO 9001:2015 standards. They guide our actions and decisions, ensuring that we consistently deliver quality and value to our customers.


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Risk Identification and Management

Understanding and managing risk is a critical component of ISO 9001:2015, and Clause 5 places specific emphasis on the leadership’s role in this process. At ISMS.online, we guide you through integrating risk-based thinking into your QMS, ensuring that your organisation’s leadership is well-equipped to handle this essential aspect.

Addressing Risk Identification and Management

ISO 9001:2015 Clause 5 mandates that you, as part of the top management, must ensure that risks are not only identified but also systematically managed. This involves:

  • Proactive Identification: recognising potential risks before they impact your operations.
  • Strategic Planning: Integrating risk management into your strategic planning to maintain the quality of goods and services.

Supporting Conformity through Risk-Based Thinking

Risk-based thinking is integral to maintaining the conformity of goods and services. It requires you to:

  • Assess Risks: Evaluate the likelihood and impact of potential risks on your operations.
  • Implement Controls: Establish appropriate controls to mitigate identified risks.

Establishing a Risk Management Process

To establish a robust risk management process, we recommend:

  • Risk Assessment: Conducting thorough risk assessments as part of your QMS.
  • Continuous Monitoring: Implementing ongoing monitoring and review processes to adapt to new risks.

The Importance of Risk Identification and Management

Incorporating risk identification and management into your QMS is not just about compliance; it’s about safeguarding the integrity of your products and services, ensuring customer satisfaction, and securing the longevity of your business.


The Role of the Quality Management Representative Clause 5

In the framework of ISO 9001:2015, the Quality Management Representative (QMR) holds a pivotal role. At ISMS.online, we help you understand and define this role within your organisation to ensure compliance and effectiveness of your QMS.

Amended Responsibilities of the Quality Management Representative

Under the latest standards, the responsibilities of the QMR may have been amended or delegated, but the essence of the role remains to:

  • Oversee the QMS processes and their integration.
  • Report on the system’s performance and opportunities for improvement.
  • Act as a liaison for quality matters within the organisation.

Ensuring Clarity of Roles and Responsibilities

We assist you in ensuring that the roles and responsibilities of the QMR are:

  • Clearly defined and documented.
  • Communicated effectively within the organisation.
  • Understood by all stakeholders to facilitate accountability and efficiency.

Importance of the Quality Management Representative

The QMR is integral to the success of your QMS. Their role is to champion quality initiatives, drive compliance, and foster a culture of continuous improvement. By clearly defining this role, you set the foundation for a robust and dynamic QMS.


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Evidence Collection

In the realm of ISO 9001:2015, the active involvement of top management in the Quality Management System (QMS) is not just encouraged; it is required. At ISMS.online, we guide you through the process of demonstrating and documenting this critical involvement.

Demonstrating Active Involvement and Commitment

To exhibit top management’s active involvement in the QMS, you should consider:

  • Participation in QMS Planning: Engaging in the strategic planning and establishment of the QMS.
  • Review Meetings: Leading and participating in regular QMS review meetings to assess performance and identify areas for improvement.

Collecting Evidence of Commitment

The evidence of top management’s commitment to the QMS can be diverse and should include:

  • Documented Decisions: Recording decisions and actions taken by top management that affect the QMS.
  • Audit Results: Maintaining records of internal audits that demonstrate management’s commitment to continual improvement.

Tailoring Evidence Collection

Evidence collection should be tailored to reflect:

  • organisational Context: Ensuring that the evidence is relevant to your organisation’s specific context, size, and industry.
  • Regulatory Requirements: Meeting any industry-specific regulatory requirements that may impact your QMS.

The Role of Evidence in ISO 9001:2015

Collecting and presenting evidence of top management’s active involvement in the QMS is not merely a procedural taskit is a testament to your organisation’s dedication to quality and continuous improvement.


Further Reading

Customer Focus in ISO 9001:2015 Clause 5

In the landscape of ISO 9001:2015, Clause 5 underscores the significance of customer focus as a fundamental aspect of a Quality Management System (QMS). At ISMS.online, we are committed to helping you embed this customer-centric approach into the heart of your QMS.

Emphasising Customer Focus

ISO 9001:2015 Clause 5 mandates that top management must ensure the QMS is aligned with the needs and expectations of customers. This involves:

  • Establishing a customer-focused culture within the organisation.
  • Ensuring that customer requirements are integral to the QMS processes.

Evaluating and Maintaining Customer Satisfaction

To evaluate and maintain customer satisfaction, we recommend:

  • Implementing mechanisms for regular customer feedback.
  • analysing customer satisfaction data to drive improvements.

Consistently Meeting Customer Requirements

We assist you in ensuring that your organisation:

  • Understands customer requirements through active engagement and communication.
  • Consistently meets these requirements by integrating them into your QMS.

The Importance of Customer Focus

Customer focus is not just a clause to be complied with; it is the essence of quality management. By prioritising customer satisfaction, you not only meet ISO 9001:2015 standards but also drive business success and growth.


Resource Management in ISO 9001:2015 Clause 5

Effective resource management is a critical aspect of ISO 9001:2015, and Clause 5 provides a strategic framework for ensuring that resources are managed efficiently. At ISMS.online, we guide you through optimising resource allocation to support your Quality Management System (QMS).

Ensuring Adequate Resources for QMS

To ensure that your organisation has adequate resources for training, equipment, and infrastructure, we recommend:

  • Conducting a thorough needs assessment to identify resource gaps.
  • Developing a resource allocation plan that aligns with your quality objectives.
  • Providing ongoing investment in state-of-the-art equipment and infrastructure.

Documenting Infrastructure Maintenance and Training

Documenting the processes for infrastructure maintenance and employee training is essential for demonstrating compliance with ISO 9001:2015. This includes:

  • Keeping detailed records of maintenance activities and schedules.
  • Maintaining up-to-date training logs that reflect employee development initiatives.

The Role of Resource Management

Resource management under ISO 9001:2015 is not just about having the necessary resources; it’s about strategically deploying them to enhance the effectiveness of your QMS. By ensuring that resources are allocated and managed effectively, you lay the foundation for a culture of quality and continuous improvement.


Management Review Verification in ISO 9001:2015 Clause 5

Ensuring the effectiveness of the management review process is a critical component of ISO 9001:2015. At ISMS.online, we provide a structured approach to verify that your management review process is not only compliant but also adds value to your QMS.

Verifying the Effectiveness of the Management Review Process

To verify the effectiveness of your management review process, we recommend:

  • Regular Evaluations: Conducting scheduled reviews to assess the suitability, adequacy, and effectiveness of the QMS.
  • Objective Evidence: Gathering and analysing data that reflects the true performance of the QMS.

Conducting QMS Performance Evaluations

For regular QMS performance evaluations, you should:

  • Set Clear Metrics: Define Key Performance Indicators (KPIs) that align with your quality objectives.
  • Review Outcomes: analyse the results against the set KPIs to identify areas for improvement.

Documenting Management Review Meetings

Documenting management review meetings is essential. Ensure that:

  • Meeting Minutes: Accurate records of discussions, decisions, and action items are maintained.
  • Performance Assessments: Documentation reflects the assessment of QMS performance against objectives.

The Importance of Management Review Verification

Management review verification is a testament to your organisation’s commitment to continual improvement and customer satisfaction. It is a demonstration of leadership’s dedication to maintaining the integrity and effectiveness of the QMS.


The Evolution of ISO 9001 Clause 5: Leadership

The journey of ISO 9001’s Clause 5 has been one of continuous evolution, reflecting the growing recognition of leadership’s role in quality management. At ISMS.online, we’ve observed these changes closely and understand their implications for your QMS.

Historical Progression of Clause 5

From its inception, Clause 5 has undergone significant transformations:

  • 1987 Version: The concept of leadership was implicit, with no dedicated clause.
  • 1994 Revision: Introduced the Quality Manual and Policy, hinting at management’s role.
  • 2000 and 2008 Updates: “Management Responsibility” became explicit, setting the stage for a more defined leadership role.

Expansion in the 2015 Revision

The 2015 update of ISO 9001 marked a pivotal shift, with substantial changes to Clause 5:

  • Sub-clauses Added: Detailed responsibilities for top management were specified.
  • Strategic Direction: A stronger emphasis was placed on aligning the QMS with the strategic direction of the organisation.

The Amplified Role of Leadership

In ISO 9001:2015, the role of leadership has been amplified to ensure:

  • Active Engagement: Leaders are expected to be actively involved in the QMS.
  • Promotion of Quality: There is a clear mandate for leaders to promote a culture of quality and continual improvement.

Through these changes, ISO 9001 has solidified the expectation that leadership is not just supportive but is at the forefront of quality management efforts.



Contact ISMS.online

Embarking on the journey to ISO 9001:2015 certification can be a complex process, but with ISMS.online, you’re not alone. We provide comprehensive support to streamline your path to certification.

How ISMS.online Facilitates Your ISO 9001:2015 Certification

At ISMS.online, we offer:

  • Guided Implementation: Step-by-step guidance through the certification process.
  • Expert Support: Access to our team of experts who can answer your questions and provide insights.

Alignment with “ANNEX L” for Comprehensive Compliance

Our platform is designed to:

  • Integrate Seamlessly: Align with “ANNEX L” to ensure compatibility with various standards and regulations.
  • Simplify Compliance: Make it easier for you to meet the requirements of ISO 9001:2015 and other related standards.

Supporting Your Organisation's QMS

We support your QMS by providing:

  • Digital Tools: A suite of tools to manage documentation, audits, and continual improvement processes.
  • Best practices: Insights into industry best practices to enhance your QMS effectiveness.

Our Role in Your ISO 9001:2015 Certification Journey

As your partner in quality management, ISMS.online is dedicated to ensuring that your organisation achieves and maintains ISO 9001:2015 certification with confidence and ease.

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ISO 9001 Clause Table

ISO 9001 Clause NumberISO 9001 Clause Name
Clause 4Context of the Organization
Clause 4.1Understanding the Organization and Its Context
Clause 4.2Understanding the Needs and Expectations of Interested Parties
Clause 4.3Determining the Scope of the Quality Management System
Clause 4.4Quality Management System and Its Processes
Clause 5Leadership
Clause 5.1Leadership and Commitment
Clause 5.2Policy
Clause 5.3Organizational Roles, Responsibilities and Authorities
Clause 6Planning
Clause 6.1Actions to Address Risks and Opportunities
Clause 6.2Quality Objectives and Planning to Achieve Them
Clause 6.3Planning of Changes
Clause 7Support
Clause 7.1Resources
Clause 7.2Competence
Clause 7.3Awareness
Clause 7.4Communication
Clause 7.5Documented Information
Clause 8Operation
Clause 8.1Operational Planning and Control
Clause 8.2Requirements for Products and Services
Clause 8.3Design and Development of Products and Services
Clause 8.4Control of Externally Provided Processes, Products and Services
Clause 8.5Production and Service Provision
Clause 8.6Release of Products and Services
Clause 8.7Control of Nonconforming Outputs
Clause 9Performance Evaluation
Clause 9.1Monitoring, Measurement, Analysis and Evaluation
Clause 9.2Internal Audit
Clause 9.3Management Review
Clause 10Improvement

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