ISO 27701, Clause 6.6 – Access Control

ISO 27701 Clause 6.6.1.1 – Access Control Policy

References ISO 27002 Control 5.15

Owners of assets containing PII, and the data itself, should develop privacy-based access requirements on both a general and topic-specific basis, and clearly communicate access control policies to all relevant personnel.

Access Control Policies

General requirements and topic-specific policies should:

• Establish who requires access to specific assets and data, and manage such rights accordingly (see ISO 27002 5.18).
• Consider the unique security requirements of applications that use PII (see ISO 27002 5.16, 5.18 and 8.26).
• Control physical access to PII data (see ISO 27002 7.2, 7.3 and 7.4).
• Disseminate PII and authorise documented access requests on a ‘need to know’ basis (see ISO 27002 5.10, 5.12 and 5.13).
• Place limitations on ‘privileged’ access to PII’ (see ISO 27701 8.2).
• Segregate duties, to limit the possibility of individuals and groups being the sole authority on elements (see ISO 27002 5.3).
• Take into account the organisation’s obligations towards any privacy protection legislation, regulatory guidelines or contractual requirements (see ISO 27002 5.31, 5.32, 5.33, 5.34 and 8.3).
• Ensure that accurate and up-to-date logs are maintained, that detail access to PII across the organisation (see ISO 27002 8.15).

Defining Access Control Entities and Associated Rules

ISO classifies an ‘entity’ as a physical, human and/or logical item which has the ability to access data.

Entities should be assigned specific roles, relating to their function and the data they require access to.

When implementing Access Control rules for the various entities it has defined, organisations should:

• Ensure that entities are granted access to PII consistently, in accordance with their specific role and/or function.
• Keep in mind physical security needs, when administering access to PII.
• In the case of multi-faceted cloud-based and/or distributed environments, entities are only granted access to the PII data categories that they are authorised to used (rather than providing blanket access.

Additional Guidance

Access control can often be a complex and tough-to-manage element of an organisation’s ICT operation.

Here are a few general principles to adhere by:

• Operate within a ‘need to know’ and ‘need to use’ framework – i.e. only provide access to PII if the entity requires it to carry out their job role, and no less.
• Organisations should adhere to the concept of ‘least privilege’. ISO defines this as ‘everything is generally forbidden, unless expressly permitted’. In other words, access control should be closely administered, rather than trusting employees with broad levels of access across multiple applications, storage devices and file servers.
• Changes to access permissions should be considered in two ways – changes initiated by system administrators, and those that are initiated by ICT systems and applications themselves – including when to review approvals.
• For the purposes of access PII, ISO outlines four main access control types that organisations should consider, based on their unique requirements:
• Mandatory Access Control (MAC) – Access is centrally managed by a sole security authority.
• Discretionary Access Control (DAC) – The opposite method to MAC, where object owners are able to pass on privileges to other users.
• Role-based Access Control (RBAC) – The most common type of commercial access control, based around predefined job functions and privileges.
• Attribute-based Access Control (ABAC) – Access rights are granted to users through the use of policies which combine attributes together.

Relevant ISO 27002 Controls

ISO 27701 Clause 6.6.1.2 – Access to Networks and Network Services

References ISO 27002 Control 5.15

See ISO 27701 Clause 6.6.1.1

Supporting Controls From ISO 27002 and GDPR

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